SEC Filing Articles

Regal Wealth Group Inc. Increases Stock Holdings in General Electric (NYSE:GE)

Regal Wealth Group Inc. increased its holdings in shares of General Electric (NYSE:GE) by 85.8% during the 4th quarter, Holdings Channel reports. The institutional investor owned 12,411 shares of the conglomerate’s stock after purchasing an additional 5,732 shares during the period. Regal Wealth Group Inc.’s holdings in General Electric were worth $134,000 as of its […]

Intuitive Surgical, Inc. (NASDAQ:ISRG) Shares Bought by Candriam Luxembourg S.C.A.

Candriam Luxembourg S.C.A. lifted its holdings in shares of Intuitive Surgical, Inc. (NASDAQ:ISRG) by 3.2% during the 4th quarter, according to its most recent 13F filing with the Securities and Exchange Commission. The institutional investor owned 42,394 shares of the medical equipment provider’s stock after acquiring an additional 1,312 shares during the quarter. Candriam Luxembourg […]

Sicart Associates LLC Takes $362,000 Position in iShares Russell 1000 Value ETF (NYSEARCA:IWD)

Sicart Associates LLC purchased a new position in iShares Russell 1000 Value ETF (NYSEARCA:IWD) in the fourth quarter, Holdings Channel reports. The fund purchased 2,648 shares of the exchange traded fund’s stock, valued at approximately $362,000. A number of other institutional investors have also recently modified their holdings of the stock. Pacific Financial Group Inc. […]

Inspirion Wealth Advisors LLC Reduces Stock Position in Magellan Midstream Partners, L.P. (NYSE:MMP)

Inspirion Wealth Advisors LLC lessened its holdings in shares of Magellan Midstream Partners, L.P. (NYSE:MMP) by 10.6% during the 4th quarter, according to its most recent filing with the Securities and Exchange Commission (SEC). The fund owned 7,561 shares of the pipeline company’s stock after selling 900 shares during the quarter. Inspirion Wealth Advisors LLC’s […]

Inspirion Wealth Advisors LLC Cuts Position in The Kroger Co. (NYSE:KR)

Inspirion Wealth Advisors LLC cut its stake in The Kroger Co. (NYSE:KR) by 8.0% in the 4th quarter, according to its most recent disclosure with the SEC. The institutional investor owned 30,672 shares of the company’s stock after selling 2,660 shares during the period. Inspirion Wealth Advisors LLC’s holdings in The Kroger were worth $974,000 […]

DORCHESTER WEALTH MANAGEMENT Co Reduces Stock Position in ViacomCBS Inc. (NASDAQ:VIAC)

DORCHESTER WEALTH MANAGEMENT Co cut its stake in ViacomCBS Inc. (NASDAQ:VIAC) by 12.2% in the 4th quarter, according to the company in its most recent disclosure with the SEC. The institutional investor owned 144,116 shares of the company’s stock after selling 20,000 shares during the quarter. ViacomCBS comprises about 1.4% of DORCHESTER WEALTH MANAGEMENT Co’s […]

SPDR Gold Shares (NYSEARCA:GLD) Stake Lowered by Sicart Associates LLC

Sicart Associates LLC lowered its holdings in SPDR Gold Shares (NYSEARCA:GLD) by 1.1% during the fourth quarter, HoldingsChannel reports. The fund owned 223,982 shares of the exchange traded fund’s stock after selling 2,470 shares during the period. SPDR Gold Shares accounts for about 9.9% of Sicart Associates LLC’s investment portfolio, making the stock its biggest […]

Avantax Advisory Services Inc. Trims Stake in Pacer Trendpilot US Large Cap ETF (BATS:PTLC)

Avantax Advisory Services Inc. lowered its position in Pacer Trendpilot US Large Cap ETF (BATS:PTLC) by 37.3% during the 4th quarter, HoldingsChannel reports. The fund owned 273,578 shares of the company’s stock after selling 162,934 shares during the period. Avantax Advisory Services Inc.’s holdings in Pacer Trendpilot US Large Cap ETF were worth $8,952,000 at […]

Perennial Investment Advisors LLC Buys Shares of 2,229 iShares MBS ETF (NASDAQ:MBB)

Perennial Investment Advisors LLC purchased a new stake in iShares MBS ETF (NASDAQ:MBB) in the 4th quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange Commission. The fund purchased 2,229 shares of the company’s stock, valued at approximately $245,000. Other hedge funds have also recently made changes […]

Avantax Advisory Services Inc. Sells 355,567 Shares of iShares Core MSCI EAFE ETF (BATS:IEFA)

Avantax Advisory Services Inc. decreased its position in shares of iShares Core MSCI EAFE ETF (BATS:IEFA) by 18.0% during the 4th quarter, HoldingsChannel reports. The fund owned 1,616,879 shares of the company’s stock after selling 355,567 shares during the period. iShares Core MSCI EAFE ETF comprises approximately 2.7% of Avantax Advisory Services Inc.’s portfolio, making […]

Candriam Luxembourg S.C.A. Trims Position in Tenable Holdings, Inc. (NASDAQ:TENB)

Candriam Luxembourg S.C.A. reduced its position in Tenable Holdings, Inc. (NASDAQ:TENB) by 2.2% in the 4th quarter, according to its most recent filing with the SEC. The firm owned 628,489 shares of the company’s stock after selling 14,421 shares during the period. Candriam Luxembourg S.C.A.’s holdings in Tenable were worth $32,846,000 at the end of […]

Inspirion Wealth Advisors LLC Trims Stock Position in HealthEquity, Inc. (NASDAQ:HQY)

Inspirion Wealth Advisors LLC reduced its position in HealthEquity, Inc. (NASDAQ:HQY) by 20.0% in the 4th quarter, according to its most recent filing with the SEC. The fund owned 48,000 shares of the company’s stock after selling 12,000 shares during the period. HealthEquity accounts for about 0.9% of Inspirion Wealth Advisors LLC’s holdings, making the […]

Aries Wealth Management Acquires 30 Shares of BlackRock, Inc. (NYSE:BLK)

Aries Wealth Management boosted its holdings in shares of BlackRock, Inc. (NYSE:BLK) by 3.8% during the fourth quarter, according to the company in its most recent Form 13F filing with the Securities & Exchange Commission. The fund owned 813 shares of the asset manager’s stock after buying an additional 30 shares during the quarter. Aries […]

Joel Isaacson & Co. LLC Has $321,000 Stock Holdings in Mastercard Incorporated (NYSE:MA)

Joel Isaacson & Co. LLC increased its holdings in shares of Mastercard Incorporated (NYSE:MA) by 5.2% during the 4th quarter, Holdings Channel reports. The institutional investor owned 898 shares of the credit services provider’s stock after acquiring an additional 44 shares during the quarter. Joel Isaacson & Co. LLC’s holdings in Mastercard were worth $321,000 […]

Candriam Luxembourg S.C.A. Cuts Stock Position in Rockwell Automation, Inc. (NYSE:ROK)

Candriam Luxembourg S.C.A. lessened its stake in Rockwell Automation, Inc. (NYSE:ROK) by 20.9% in the 4th quarter, according to the company in its most recent filing with the SEC. The institutional investor owned 185,141 shares of the industrial products company’s stock after selling 49,034 shares during the quarter. Candriam Luxembourg S.C.A. owned approximately 0.16% of […]

Candriam Luxembourg S.C.A. Has $37.72 Million Stock Holdings in ANSYS, Inc. (NASDAQ:ANSS)

Candriam Luxembourg S.C.A. grew its position in ANSYS, Inc. (NASDAQ:ANSS) by 8.9% during the 4th quarter, according to the company in its most recent disclosure with the SEC. The firm owned 103,666 shares of the software maker’s stock after purchasing an additional 8,513 shares during the period. Candriam Luxembourg S.C.A. owned about 0.12% of ANSYS […]

Candriam Luxembourg S.C.A. Sells 37,818,533 Shares of Moderna, Inc. (NASDAQ:MRNA)

Candriam Luxembourg S.C.A. reduced its position in Moderna, Inc. (NASDAQ:MRNA) by 99.0% during the fourth quarter, according to the company in its most recent 13F filing with the Securities & Exchange Commission. The institutional investor owned 396,167 shares of the company’s stock after selling 37,818,533 shares during the period. Candriam Luxembourg S.C.A. owned approximately 0.10% […]

Candriam Luxembourg S.C.A. Has $55.68 Million Stock Position in Turning Point Therapeutics, Inc. (NASDAQ:TPTX)

Candriam Luxembourg S.C.A. increased its position in shares of Turning Point Therapeutics, Inc. (NASDAQ:TPTX) by 94.3% in the fourth quarter, according to its most recent 13F filing with the Securities & Exchange Commission. The institutional investor owned 456,946 shares of the company’s stock after purchasing an additional 221,783 shares during the quarter. Candriam Luxembourg S.C.A. […]

Candriam Luxembourg S.C.A. Boosts Holdings in Hologic, Inc. (NASDAQ:HOLX)

Candriam Luxembourg S.C.A. grew its holdings in Hologic, Inc. (NASDAQ:HOLX) by 15.0% in the 4th quarter, according to the company in its most recent Form 13F filing with the SEC. The firm owned 955,758 shares of the medical equipment provider’s stock after purchasing an additional 125,023 shares during the quarter. Candriam Luxembourg S.C.A. owned 0.37% […]

Candriam Luxembourg S.C.A. Has $81.65 Million Stock Position in Waste Management, Inc. (NYSE:WM)

Candriam Luxembourg S.C.A. boosted its stake in shares of Waste Management, Inc. (NYSE:WM) by 21.4% during the 4th quarter, according to its most recent 13F filing with the SEC. The firm owned 692,541 shares of the business services provider’s stock after buying an additional 122,130 shares during the period. Waste Management makes up approximately 0.6% […]

Capital CS Group LLC Acquires New Shares in RingCentral, Inc. (NYSE:RNG)

Capital CS Group LLC acquired a new stake in RingCentral, Inc. (NYSE:RNG) in the fourth quarter, according to the company in its most recent 13F filing with the SEC. The institutional investor acquired 2,374 shares of the software maker’s stock, valued at approximately $900,000. RingCentral makes up approximately 0.9% of Capital CS Group LLC’s holdings, […]

Northwest Quadrant Wealth Management LLC Has $9.77 Million Position in iShares Short Treasury Bond ETF (NASDAQ:SHV)

Northwest Quadrant Wealth Management LLC trimmed its holdings in shares of iShares Short Treasury Bond ETF (NASDAQ:SHV) by 18.3% in the fourth quarter, HoldingsChannel reports. The institutional investor owned 88,370 shares of the company’s stock after selling 19,847 shares during the quarter. iShares Short Treasury Bond ETF accounts for about 3.3% of Northwest Quadrant Wealth […]

Joel Isaacson & Co. LLC Acquires 10,870 Shares of ARK Innovation ETF (NYSEARCA:ARKK)

Joel Isaacson & Co. LLC lifted its position in ARK Innovation ETF (NYSEARCA:ARKK) by 370.4% in the 4th quarter, Holdings Channel.com reports. The institutional investor owned 13,805 shares of the company’s stock after acquiring an additional 10,870 shares during the period. Joel Isaacson & Co. LLC’s holdings in ARK Innovation ETF were worth $1,719,000 as […]

MONECO Advisors LLC Acquires 3,817 Shares of iShares S&P Mid-Cap 400 Value ETF (NYSEARCA:IJJ)

MONECO Advisors LLC grew its holdings in shares of iShares S&P Mid-Cap 400 Value ETF (NYSEARCA:IJJ) by 98.2% during the 4th quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC). The institutional investor owned 7,702 shares of the company’s stock after buying an additional 3,817 shares during the quarter. […]

MONECO Advisors LLC Buys 653 Shares of Invesco Defensive Equity ETF (NYSEARCA:DEF)

MONECO Advisors LLC lifted its stake in shares of Invesco Defensive Equity ETF (NYSEARCA:DEF) by 8.5% during the 4th quarter, according to its most recent 13F filing with the Securities and Exchange Commission. The fund owned 8,333 shares of the company’s stock after purchasing an additional 653 shares during the quarter. MONECO Advisors LLC owned […]

Yamana Gold Inc. (NYSE:AUY) Shares Sold by DORCHESTER WEALTH MANAGEMENT Co

DORCHESTER WEALTH MANAGEMENT Co decreased its stake in shares of Yamana Gold Inc. (NYSE:AUY) (TSE:YRI) by 7.1% in the 4th quarter, according to its most recent Form 13F filing with the SEC. The fund owned 78,295 shares of the basic materials company’s stock after selling 6,000 shares during the period. DORCHESTER WEALTH MANAGEMENT Co’s holdings […]

Dominion Energy, Inc. (NYSE:D) Shares Sold by Spreng Capital Management Inc.

Spreng Capital Management Inc. reduced its position in Dominion Energy, Inc. (NYSE:D) by 3.5% in the 4th quarter, according to its most recent disclosure with the Securities and Exchange Commission. The firm owned 9,060 shares of the utilities provider’s stock after selling 325 shares during the quarter. Spreng Capital Management Inc.’s holdings in Dominion Energy […]

Blossom Wealth Management Buys Shares of 11,509 Schwab U.S. Aggregate Bond ETF (NYSEARCA:SCHZ)

Blossom Wealth Management acquired a new stake in shares of Schwab U.S. Aggregate Bond ETF (NYSEARCA:SCHZ) in the fourth quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission. The institutional investor acquired 11,509 shares of the company’s stock, valued at approximately $644,000. Schwab U.S. Aggregate Bond ETF comprises […]

MONECO Advisors LLC Invests $235,000 in Broadcom Inc. (NASDAQ:AVGO)

MONECO Advisors LLC bought a new position in shares of Broadcom Inc. (NASDAQ:AVGO) during the fourth quarter, according to the company in its most recent filing with the Securities & Exchange Commission. The firm bought 521 shares of the semiconductor manufacturer’s stock, valued at approximately $235,000. Several other hedge funds and other institutional investors have […]

MONECO Advisors LLC Acquires 116 Shares of Intuit Inc. (NASDAQ:INTU)

MONECO Advisors LLC lifted its holdings in Intuit Inc. (NASDAQ:INTU) by 16.3% in the 4th quarter, according to the company in its most recent filing with the Securities and Exchange Commission. The institutional investor owned 826 shares of the software maker’s stock after acquiring an additional 116 shares during the period. MONECO Advisors LLC’s holdings […]

Vertex Pharmaceuticals Incorporated (NASDAQ:VRTX) Shares Acquired by Candriam Luxembourg S.C.A.

Candriam Luxembourg S.C.A. lifted its holdings in Vertex Pharmaceuticals Incorporated (NASDAQ:VRTX) by 39.7% in the 4th quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission. The fund owned 779,539 shares of the pharmaceutical company’s stock after purchasing an additional 221,408 shares during the period. Vertex Pharmaceuticals accounts […]

Colgate-Palmolive (NYSE:CL) Shares Sold by DORCHESTER WEALTH MANAGEMENT Co

DORCHESTER WEALTH MANAGEMENT Co lessened its position in shares of Colgate-Palmolive (NYSE:CL) by 3.8% in the 4th quarter, according to its most recent filing with the Securities & Exchange Commission. The institutional investor owned 20,906 shares of the company’s stock after selling 825 shares during the period. DORCHESTER WEALTH MANAGEMENT Co’s holdings in Colgate-Palmolive were […]

Perennial Investment Advisors LLC Lowers Stock Position in iShares MSCI EAFE Growth ETF (BATS:EFG)

Perennial Investment Advisors LLC lowered its position in shares of iShares MSCI EAFE Growth ETF (BATS:EFG) by 14.8% in the 4th quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission. The firm owned 3,570 shares of the company’s stock after selling 618 shares during the quarter. Perennial Investment Advisors […]

SPDR Gold Shares (NYSEARCA:GLD) Shares Sold by Avantax Advisory Services Inc.

Avantax Advisory Services Inc. lowered its position in SPDR Gold Shares (NYSEARCA:GLD) by 32.8% in the fourth quarter, according to the company in its most recent Form 13F filing with the Securities & Exchange Commission. The firm owned 102,739 shares of the exchange traded fund’s stock after selling 50,101 shares during the period. Avantax Advisory […]

MONECO Advisors LLC Cuts Stock Position in Align Technology, Inc. (NASDAQ:ALGN)

MONECO Advisors LLC lessened its stake in shares of Align Technology, Inc. (NASDAQ:ALGN) by 6.5% in the 4th quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The fund owned 1,805 shares of the medical equipment provider’s stock after selling 125 shares during the quarter. MONECO Advisors LLC’s […]

SPDR Portfolio Short Term Treasury ETF (NYSEARCA:SPTS) Shares Acquired by Aries Wealth Management

Aries Wealth Management boosted its holdings in shares of SPDR Portfolio Short Term Treasury ETF (NYSEARCA:SPTS) by 5.1% during the 4th quarter, according to the company in its most recent disclosure with the SEC. The institutional investor owned 521,285 shares of the company’s stock after acquiring an additional 25,175 shares during the quarter. SPDR Portfolio […]

Evanson Asset Management LLC Acquires 5,461 Shares of Vanguard Dividend Appreciation Index Fund ETF Shares (NYSEARCA:VIG)

Evanson Asset Management LLC lifted its holdings in Vanguard Dividend Appreciation Index Fund ETF Shares (NYSEARCA:VIG) by 73.0% during the fourth quarter, according to the company in its most recent Form 13F filing with the Securities & Exchange Commission. The institutional investor owned 12,946 shares of the company’s stock after purchasing an additional 5,461 shares […]

Beech Hill Advisors Inc. Reduces Holdings in United Parcel Service, Inc. (NYSE:UPS)

Beech Hill Advisors Inc. trimmed its position in shares of United Parcel Service, Inc. (NYSE:UPS) by 2.5% in the 4th quarter, according to its most recent disclosure with the Securities & Exchange Commission. The firm owned 15,345 shares of the transportation company’s stock after selling 400 shares during the quarter. Beech Hill Advisors Inc.’s holdings […]

Beech Hill Advisors Inc. Decreases Stock Position in CVS Health Co. (NYSE:CVS)

Beech Hill Advisors Inc. reduced its position in CVS Health Co. (NYSE:CVS) by 35.9% in the fourth quarter, according to the company in its most recent filing with the Securities & Exchange Commission. The fund owned 8,375 shares of the pharmacy operator’s stock after selling 4,700 shares during the period. Beech Hill Advisors Inc.’s holdings […]

Wealth Advisors of Tampa Bay LLC Sells 320 Shares of Johnson Controls International plc (NYSE:JCI)

Wealth Advisors of Tampa Bay LLC lowered its stake in Johnson Controls International plc (NYSE:JCI) by 0.5% during the fourth quarter, according to its most recent Form 13F filing with the SEC. The firm owned 58,878 shares of the company’s stock after selling 320 shares during the period. Johnson Controls International makes up 1.9% of […]

iShares MSCI USA Min Vol Factor ETF (BATS:USMV) Shares Sold by Perennial Investment Advisors LLC

Perennial Investment Advisors LLC lessened its stake in shares of iShares MSCI USA Min Vol Factor ETF (BATS:USMV) by 71.8% during the fourth quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission (SEC). The institutional investor owned 12,718 shares of the company’s stock after selling 32,345 shares during […]

Wealth Advisors of Tampa Bay LLC Trims Position in The Interpublic Group of Companies, Inc. (NYSE:IPG)

Wealth Advisors of Tampa Bay LLC trimmed its holdings in The Interpublic Group of Companies, Inc. (NYSE:IPG) by 1.5% in the fourth quarter, according to its most recent disclosure with the SEC. The fund owned 82,783 shares of the business services provider’s stock after selling 1,265 shares during the period. Wealth Advisors of Tampa Bay […]

Perennial Investment Advisors LLC Has $1.01 Million Stock Holdings in ProShares Russell 2000 Dividend Growers ETF (BATS:SMDV)

Perennial Investment Advisors LLC lifted its holdings in ProShares Russell 2000 Dividend Growers ETF (BATS:SMDV) by 4.8% in the 4th quarter, according to the company in its most recent disclosure with the Securities & Exchange Commission. The firm owned 17,537 shares of the company’s stock after buying an additional 806 shares during the period. Perennial […]

Perennial Investment Advisors LLC Acquires 15,750 Shares of First Trust Capital Strength ETF (NASDAQ:FTCS)

Perennial Investment Advisors LLC grew its holdings in First Trust Capital Strength ETF (NASDAQ:FTCS) by 8.8% during the 4th quarter, according to the company in its most recent 13F filing with the Securities & Exchange Commission. The fund owned 195,300 shares of the company’s stock after purchasing an additional 15,750 shares during the period. First […]

GlaxoSmithKline plc (NYSE:GSK) Shares Sold by Wealth Advisors of Tampa Bay LLC

Wealth Advisors of Tampa Bay LLC cut its holdings in shares of GlaxoSmithKline plc (NYSE:GSK) by 1.9% in the fourth quarter, according to its most recent disclosure with the Securities and Exchange Commission (SEC). The firm owned 26,985 shares of the pharmaceutical company’s stock after selling 529 shares during the period. Wealth Advisors of Tampa […]

Nwam LLC Buys 172 Shares of iShares Core S&P Mid-Cap ETF (NYSEARCA:IJH)

Nwam LLC increased its stake in iShares Core S&P Mid-Cap ETF (NYSEARCA:IJH) by 0.7% during the fourth quarter, according to its most recent filing with the Securities and Exchange Commission. The firm owned 25,706 shares of the company’s stock after purchasing an additional 172 shares during the quarter. iShares Core S&P Mid-Cap ETF makes up […]

Capital CS Group LLC Takes Position in Qorvo, Inc. (NASDAQ:QRVO)

Capital CS Group LLC acquired a new stake in shares of Qorvo, Inc. (NASDAQ:QRVO) in the 4th quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission. The firm acquired 2,253 shares of the semiconductor company’s stock, valued at approximately $375,000. Several other large investors have also bought […]

Capital CS Group LLC Invests $149,000 in JD.com, Inc. (NASDAQ:JD)

Capital CS Group LLC acquired a new position in JD.com, Inc. (NASDAQ:JD) during the fourth quarter, according to its most recent 13F filing with the SEC. The firm acquired 10,200 shares of the information services provider’s stock, valued at approximately $149,000. Other institutional investors have also recently added to or reduced their stakes in the […]

Capital CS Group LLC Invests $685,000 in Workday, Inc. (NASDAQ:WDAY)

Capital CS Group LLC purchased a new position in Workday, Inc. (NASDAQ:WDAY) during the fourth quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange Commission. The institutional investor purchased 2,860 shares of the software maker’s stock, valued at approximately $685,000. Workday comprises about 0.7% of Capital CS […]

Capital CS Group LLC Invests $1.28 Million in SolarEdge Technologies, Inc. (NASDAQ:SEDG)

Capital CS Group LLC bought a new position in SolarEdge Technologies, Inc. (NASDAQ:SEDG) in the 4th quarter, according to the company in its most recent filing with the Securities and Exchange Commission (SEC). The firm bought 4,014 shares of the semiconductor company’s stock, valued at approximately $1,281,000. SolarEdge Technologies makes up approximately 1.3% of Capital […]